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Sfc cpd course

WebCourses . EMT; Paramedic; Licensed Phlebotomist; Stop The Bleed; BLS, ACLS & PALS; CPR & First Aid; Trauma & NAEMT Courses; Online courses: Learn from home; … WebJan 1, 2024 · The additional conditions to be satisfied by SFC responsible officer applicants are that they: have at least three years’ relevant industry experience over the past six years: and have either: (1) obtained the relevant recognised industry qualifications; or (2) completed Extra CPT.

Online Training of SFC Manager-In-Charge Regime

WebSecurities and Futures Commission (SFC) CPT Requirements According to the regulations of the Securities and Futures Commission in Hong Kong, every licensed individual must … Web2 days ago · Welcome to the San Francisco Police Department Training Division, which serves one of the most important roles within the department. We develop and train our … how to open rip files https://rhbusinessconsulting.com

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WebNov 20, 2024 · This course is for Responsible Officers, Managers-In-Charge, compliance professionals, directors of Licensed Corporations, and their professional advisors. The … WebParticipants can access the well-design eCPD/eCPT courses on the PolyU-IAEE eLearning platform anytime at their own time, own location and own pace. Topics Bespoke Tailor … murphy oil bloomington il

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Category:Preparing for SFC Audits and Inspections – Courses & Seminars

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Sfc cpd course

LexisNexis CPD / RME Courses LexisNexis Hong Kong

WebNov 22, 2024 · This course is for Responsible Officers, Managers-In-Charge, compliance professionals, directors of Licensed Corporations, and their professional advisors. The course will give a comprehensive review of the process involved and recommended actions when market participants face an SFC inspection. Webfulfilment and duration of training, they can be counted towards acceptable CPT activities. Of course, those online courses have to be of relevance to the licensees’ functions. 3.5 Yes, time spent in attending meetings or undertaking activities as members of SFC’s committees and official working groups2 can be

Sfc cpd course

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WebJan 18, 2024 · The understanding of the investigative powers, practice and approach of the SFC and the relevant case studies will be crucial to in-house counsels, corporate lawyers … WebThe policies and procedures below apply to those training courses and events that are qualified for CPT/CPD/OPT hours recognised by: Securities and Futures Commission …

Web32 rows · 生產力學院提供一系列有關 保險及金融業的持續專業培訓 (CPD/CPT)課程供保險及金融從業員選修,CPD課程已通過香港學術及職業資歷評審局 (HKCAAVQ) 的審批及 … WebCourse curriculum Online Training of SFC Manager-In-Charge Regime Step 1: Watch the Training Video Step 2: Take Online Assessment (Passing Grade: 60%) (Answer 6 questions correctly out of 10 questions)

WebProfessional organisation for securities & investment industry that provides examination, training, events, and membership services. Notice: Special Notes for Examination Candidates. Read More. Notice: Counter Service. Counter service is available by appointment. ... SFC:2.50 PWMA:2.50. Latest News View all news. Membership. … WebApr 11, 2024 · Presenter: Mr. Gary Meggitt, MA (Oxon), MPhil (HKU), ACII, MCIArb, Solicitor Advocate – non-practicing (England & Wales), Barrister-at-Law – non-practicing (Lincoln's Inn), Mediator (CEDR Accredited), Associate Professor, Faculty of Law, Director, Asian Institute of International Financial Law (AIIFL), The University of Hong Kong, …

Webcontinuous professional training (CPT) in order to maintain their professional competence to remain fit and proper. 1.2 The spirit of the CPT requirements is to ensure that a person …

WebJan 18, 2024 · Course Outline The regulatory nature of the Securities and Futures Commission has been crucial to listed companies in conducting their business in Hong Kong. In light of the governance and misconduct issues in recent years, the SFC has re-examined their existing regulatory tools and adopted a new approach to listing regulation. murphy oil clean wood floorsWebContinuing Professional Development (CPD)/Continuous Professional Training (CPT) hours. IA CPD Hours: 3 ... MPFA Non-core CPD Hours: 3. SFC CPT Hours: 3. HKMA ECF CPD Hours 3 . Relevant Programmes. Course Code Programme Level ; Schedule. 2024/05/11: Date: 11.5.2024 Time: 6:45pm - 9:45pm Duration: 3 hours Venue: 9/F, VTC … murphy oil canadaWebOur courses are evidence-backed, unbiased, and presented by top clinicians and educators – covering a wide-scope of clinical topics and procedures. We are committed to providing … murphy oil offshore platformsWebLexisNexis CPD Course: How to Handle SFC Investigation. Date: 18 January 2024 Time: 2:30pm - 5:30pm. Fee: HKD2,250. Venue: LexisNexis Hong Kong (11/F Oxford House, Taikoo Place, 979 King’s Road, Quarry Bay, Hong Kong) CPD: 3 CPD Points (Accredited by The Law Society of Hong Kong) murphy oil clean and shine sprayWebDate: 04 July 2024 (Tuesday) Time: 9:30am–5:30pm Language: Mandarin Level: Advanced Trainer: Cheung Wai Ying, Senior Mandarin Trainer, Central Learning Holdings Limited Lawyer CPD /ACCA CPD / SFC CPT / Insurers’ CPD Pts: 7.5 points Fee: HK$3,553 The workshop repeats on 12 September (S1) 2024 Tuesday from 9:30am to…. Ms Cheung / … murphy oil corporation calgaryWebApr 19, 2024 · Lawyer CPD / ACCA CPD / SFC CPT / Insurers’ CPD Pts: 3 points Fee: HK$1,790. Highlight:-good title. vesting orders : actions under ss 12 to 14 : rectification-registration. registrable interests: vacation of registration-the DMC. walls: water seepage: adverse possession-trusts: bare – resulting – constructive – express-agency how to open roblox backpackWebOct 9, 2024 · The SFC has stepped up its efforts in pursuing after listed companies in recent years. In December 2013, a dedicated Corporate Regulation team was set up to ensure that the right information is disclosed to investors at the appropriate time using powers under s.179 of the Securities and Futures Ordinance (“SFO”) to identify corporate misconduct. murphy oil dividend history